FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday July 15 at 2 pm ET. The Working Groups will discuss a draft Rule 605 Fact Sheet prepared by an FIF member and issues and questions from FIF members relating to Rules 605 and 606.
POSTED Jul 14,2025
FIF has scheduled the next call for the EBS Working Group for Wednesday July 16 at 11 am ET. The Working Group will discuss a revised draft FIF comment letter to the SEC relating to EBS reporting.
POSTED Jul 14,2025
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday July 16 at 2 pm ET. The Working Group will discuss potential amendments to SEC Rule 613 and the CAT NMS Plan to reduce CAT costs.
POSTED Jul 14,2025
The Front Office Committee will have its next call on Tuesday July 22 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
POSTED Jul 14,2025
FIF has scheduled a webinar on Trade Surveillance for Wednesday July 23 at 2 pm ET. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Ted Karn of The Karn Group, Derek Lacarrubba of the K&L Gates law firm, Chris Montagnino of Jordan and Jordan, and Jeremy Vest of S3. FIF has invited the members of the Compliance and Surveillance Working Group to participate on this call. If you have any topics or questions that you would like to submit anonymously for this webinar, please send them to fifinfo@fif.com.
POSTED Jul 14,2025
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Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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