The Back Office Committee will have its next call on Tuesday April 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. Representatives from the CME will discuss their new Treasury cash and repo clearing service.
POSTED Apr 14,2025
FIF has scheduled a joint call for the Rule 606 and Rule 606 Working Groups for Tuesday April 15 at 1 pm ET. FIF members will provide an update on a call with SEC representatives relating to Rule 606(a) and the implementation of FINRA Rule 6470.
POSTED Apr 14,2025
The CAT Transaction Reporting Working Group will have its next call on Wednesday April 16 at 2 pm ET. The Working Group will continue its discussion on managing CAT costs and will discuss other issues relating to CAT Transaction Reporting.
POSTED Apr 14,2025
On Monday April 28 at 3 pm ET, FIF is hosting a webinar on Electronic Communications Surveillance. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Rajni Chidambaram of Interactive Brokers, Erin Clemens of StoneX, Donald McElligott of Global Relay, and Craig Warkol of the Schulte Roth law firm. FIF has invited the members of the Compliance and Surveillance Working Group to participate in this webinar. If you would like to participate in this webinar and are not a member of this Working Group, please update your FIF profile or contact fifinfo@fif.com.
POSTED Apr 14,2025
POSTED Apr 10,2025
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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