FIF - Financial Information Forum

FIF Event on CAT to be held on Monday, September 25th at Morgan Stanley

On Monday, September 25th, FIF will be holding an Event, sponsored by Morgan Stanley on the Consolidated Audit Trail.  The evenet will be held at Morgan Stanley's Headquarters located at 1585 Broadway.  If you have not registered for the event, please click here to view the event's registration page.  Due to limited space, FIF will be closing registration on Wednesday, September 20th @ 5:00 PM ET.

POSTED Sep 18,2017

FIF to Hold Working Group Sessions on Broker Dealer CAT Tech Spec

FIF has performed an initial gap analysis on the Industry Technical Specification released for publication on September 7th.  FIF held its initial meeting on Friday, September 15th to discuss initials concerns, with additional meetings to be held Monday, September 18th @ 2:00 PM, Wednesday, September 20th @ 2:00 PM, Friday, September 22nd at 2:00 PM, and Monday, September 25th @2:00 PM with the goal of raising industry member concerns with the Plan Processor by September 25th.  If you have any questions, please email the program office at fifinfo@fif.com

POSTED Sep 18,2017

FIF Launches Reg SCI Working Group

On Thursday (8/31) the Financial Information Forum is launching a Reg SCI Best Practices Working Group to assist Reg SCI entities with Reg SCI compliance, as well as to educate and assist member firms that are not yet Reg SCI entities (Broker-Dealers, ATSs, Service Bureaus) with gaining a better understanding of Reg SCI best practices for incorporation within their firm.  For more information, please contact the program office at fifinfo@fif.com.

POSTED Aug 28,2017

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