There is less than a month until FIF's next Quarterly Event and tickets are going fast. The event will take place on Thursday, September 13, 2018 at Fidessa (70 Hudson Street, Jersey City, NJ). Please join FIF and our panel of industry experts as we discuss the implications of the CAT implementation plan and milestones, and provide insight on what you should be doing now to support the CAT implementation effort at your firm. Space is limited, please register here.
POSTED Aug 20,2018
On Thursday, August 16th, FIF staff joined SIFMA and a contingent of Industry Members to discuss the November 15, 2018 Large Trader Rule Phase Three compliance date with Commissioners Jackson, Peirce, and Stein along with the Division of Trading and Markets Staff. The intent of these meetings focused on the request of a 2-year delay in the Phase Three implemenation date to allow the Commission to better assess whether CAT will be able to subsume LTR Phase 3 requirements.
POSTED Aug 20,2018
FIF has submitted comments on the cybersecurity features of CAT to ThesysCAT, LLC.
POSTED Aug 10,2018
POSTED Aug 10,2018
FIF has submitted comments on the Planned Sunset of the Tick Size Pilot Program to the Securities and Exchange Commission.
POSTED Aug 06,2018
Wir bieten unseren Kunden mit nützlichen Informationen und Ratschläge, die sie benötigen, fundierte Entscheidungen zu treffen, ihre Ziele zu erreichen. Ob es sich um die Verwaltung von Kundeninvestitionen oder einen umfassenden Plan für sie zu schaffen und ihre Familie sind unsere zertifizierten Planern gewidmet mit einem außergewöhnlichen Service zu bieten.
Deshalb, im Laufe der Jahre konnten wir einen Ruf als einer der besten unabhängigen Beratern zu bauen. Wir verstehen die Bedeutung der Kunden auf dem richtigen Weg zum Erfolg bringen, und wir sind bereit, mit ihnen der Planung in allen Bereichen zu arbeiten.
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